About Us

We provide active portfolio management and customized asset allocation services through the Fidelity Investments brokerage platform. As an independent investment advisory firm, we have the freedom to evaluate all available investment products for our clients. Prior to opening a Fidelity account, prospective clients meet with Mr. Sean Chaitman and mutually determine individual financial objectives and risk tolerance. Afterwards, Mr. Chaitman proposes a customized plan that may include one or more of our investment strategies. We consult with our clients to address any questions that may arise and to help ensure that they are always in an appropriate asset allocation mix.

To simplify tax reporting Fidelity issues a year-end consolidated 1099 tax form containing cost-basis and capital gains reports that clients may provide to their accountants.

Mr. Sean Chaitman, Founder and Chief Investment Officer

Mr. Chaitman has two decades of investment experience, having worked at institutional investment companies and investment brokerage firms. Prior to founding Shelter Rock Management, he was a member of Heirloom Capital Management, a long/short equity hedge fund with assets that exceeded $500 million. He was responsible for global investments in telecommunications, media, technology and other industries. He was also a member of the long/short equity hedge fund Zinc Capital Management where he focused on technology investments. Mr. Chaitman was formerly a senior equity research analyst at Jesup & Lamont Securities Corporation and a member of Smith Barney’s value stock research team. At these firms he worked with portfolio managers and analysts at some of the largest institutional investment companies worldwide. Mr. Chaitman is a co-founder of the Fox Group, Inc., a semiconductor company. As VP of Business Development, he raised venture capital, negotiated a strategic partnership with a leading Japanese consumer electronics company, and fostered OEM and distributor relationships with global electronics corporations.

Mr. Chaitman has an MBA from Columbia Business School and a BS in Economics from the University of Wisconsin at Madison. For his investment work he was ranked by Reuters as a top 10 small and mid-cap electronics analyst in its 1999 and 2000 surveys. He has been quoted and featured in The Wall Street Journal, Investors Business Daily, Forbes and The Wall Street Transcript. Mr. Chaitman is married to Lori, Vice President of Investor Relations for Monster Worldwide, Inc., and they have two sons named Max and Jack.

Fully Transparent Managed Accounts

Clients invested in our strategies have full transparency of their investment holdings and their accounts at all times. To access their Fidelity accounts, clients simply need to enter the internet address www.fidelity.com and type their user name and password.

We manage all types of accounts including individual, joint, custodial, IRAs, simple and SEP IRAs, 401K plans.

Premier, Secure and Low Cost Brokerage Platform

We selected Fidelity Investments as a brokerage custodian for client accounts as a result of its premier, secure and low cost platform. It has one of the largest selections of investment products available. Our ability to access its institutional platform enables us to purchase over 5900 mutual funds from over 425 fund families with sales charges waived.

Fidelity is a very profitable and financially strong company that custodies over two trillion in assets. Its accounts are covered by the Securities Investor Protection Corporation (SIPC) for securities up to $500,000 and cash of $100,000. In addition, it has procured excess insurance coverage for an unlimited amount of securities and up to $1.9 million in cash held in each account.

Fees

We apply a quarterly advisory fee in arrears based on a percentage of assets. Fees for our services are as follows:

Strategic Income: Minimum account size $250,000 (may be waived at the managers discretion.) 1% annualized management fee.

Aggressive, Moderate and Moderately Conservative strategy: 1.5% annualized management fee.

401K: 1% annualized management fee for plans up to $1 million; 0.75% for plans between $1 million to $10 million; 0.50% for plans over $10 million.